Canterbury Park Holding Corporation

Company identity

• Canterbury Park Holding Corporation and subsidiaries (a holding company).
• The filing references consolidated financial statements.

Governance and ethics

• The company has adopted a Code of Conduct and Ethics that applies to all directors, officers, employees, and consultants.
• A copy of the Code of Conduct and Ethics is available free of charge upon written request to the Company Secretary at the executive offices.

Executive and director compensation

• Information required under Item 11 is incorporated by reference to the Proxy Statement sections titled “Executive Compensation Programs and Practices” and “Director Compensation.”

Security ownership and related matters

• Information required under Item 12 is incorporated by reference to the Proxy Statement.

Equity compensation plans (as of December 31, 2025)

• Plans approved by security holders:
  • Stock Plan
    • Shares to be issued upon exercise of outstanding options, warrants, and rights: 66,836
    • Shares remaining available for future issuance: 99,687
  • Employee Stock Purchase Plan
    • Shares remaining available for future issuance: 53,904
• Equity compensation plans not approved by security holders: None indicated
• Total across approved plans:
  • Shares to be issued: 66,836
  • Shares remaining available for future issuance: 153,591

Footnotes:

1. For the Stock Plan, the 66,836 shares represent the number of shares that may be issued upon settlement of outstanding deferred stock awards.
2. Excludes shares of common stock listed in the first column.

Principal accounting fees, related party transactions, and other items

• Information required under these items is incorporated by reference to the Proxy Statement.

Exhibits and financial statements

• The consolidated financial statements of Canterbury Park Holding Corporation and subsidiaries are included in the filing.

Date reference

• Equity plan data is as of December 31, 2025.