Balance Labs, Inc.

Company profile

• Delaware corporation, established June 5, 2014.
• Digital asset advisory firm serving institutional clients navigating the digital asset economy.
• Primary focus areas: strategic guidance on digital asset adoption, treasury strategy, and related operational and market considerations.
• Advisory engagements delivered through retainer-based and project-based arrangements.
• Intends to establish a rules-based digital asset corporate treasury, contingent on available capital.

Leadership and ownership

• Chief Executive Officer: Alan Campbell
• Chairman of the Board: Michael D. Farkas
• Chief Financial Officer: Joel Kleiner
• President and Chief Operating Officer: Alexander Farkas (appointed February 9, 2026)
• Secretary Carmen Villegas resigned effective December 12, 2025.
• Largest shareholder: Balance Holdings, LLC (approximately 25.38%), with related entities Shilo Holding Group LLC (~2.41%) and Shilo Security Solutions, Inc. (<1%).

Services

• Digital asset advisory for institutional clients, including:
  • Strategic guidance on digital asset adoption
  • Treasury strategy and related operational and market considerations
  • Tokenization and digital infrastructure advisory
  • Design, launch, and operation of compliant blockchain-based tokens and loyalty programs
• Advisory engagement types:
  • Retainer-based and project-based arrangements
  • Digital asset product development
  • Digital asset treasury strategy
  • ETF/product strategy for institutional asset managers
  • Tokenization and digital infrastructure consulting for enterprise clients

Planned digital asset treasury (subject to capital raise)

• Deploy a rules-based digital asset treasury with assets selected under predefined criteria.
• Implement rebalancing using a proprietary methodology.
• Deploy staking and yield-generating protocols on select proof-of-stake networks where viable.
• Evaluate third-party providers for custody, market data, execution, staking infrastructure, accounting, and tax reporting.
• Recruit treasury management personnel and build reporting infrastructure for institutional-grade transparency and public company disclosure.

Revenue and financial snapshot

• Current revenue model: advisory services.
• Reported advisory revenue:
  • Q4 fiscal year 2025: approximately $6,000 (payment remitted by a third party for participation in a multi-day industry working session)
  • Q1 fiscal year 2026: approximately $40,000
• Has not yet deployed treasury capital; deployment contingent on capital raise and availability of sufficient capital.
• Company reports it does not yet generate material revenue or net income to sustain operations and cites going-concern considerations.
• Public company costs and compliance (internal controls, reporting under the Exchange Act, Sarbanes-Oxley) are expected to be substantial and ongoing.
• No established bank financing arrangement reported; additional financing may be required to execute the plan.

Employees

• Four employees during the stated period (CEO, Chairman, CFO, and one additional employee).
• Alexander Farkas appointed President and COO effective February 9, 2026.

Locations and contact

• Principal executive office: 407 Lincoln Road, Suite 9F, Miami Beach, FL 33139
• Telephone: (305) 907-7600
• Website: http://www.balancelabs.co

Intellectual property

• No patents, trademarks, or other registered intellectual property maintained as essential to the business.

Market and regulatory context

• Not registered as a broker-dealer, investment adviser, commodity pool operator, money services business, or other regulated financial institution.
• Regulatory environment for digital assets is evolving and may affect custody, staking, tokenization, and related activities.
• The company will evaluate its activities in light of applicable securities, commodities, AML, tax, privacy, cybersecurity, and public company disclosure requirements.

Key risks

• Going concern risk due to limited operating funds and lack of financing.
• Dependence on securing additional financing to execute the business plan.
• Limited public market liquidity for the stock (OTC Pink).
• Potential dilution if new equity or convertible debt financing is raised.
• High compliance, reporting, and governance costs as a public company.
• Cybersecurity risks and reliance on third-party service providers for custody, data, and settlement.
• Potential concentration risk in digital assets within a treasury plan if deployed.

Governance and planning

• The company is considering independent directors and potential uplisting to a national securities exchange to strengthen governance and meet listing requirements, subject to applicable standards and conditions.
• Plans to expand accounting, audit, compliance, and management resources to meet SEC reporting and internal control requirements.